Internal Audit, Institutional Securities Technology Audit, Associate
LN - 20 Bank St - HQ1, United Kingdom
Morgan Stanley
Discover how we help individuals, families, institutions and governments raise, manage and distribute the capital they need to achieve their goals.Internal Audit Institutional Securities Technology Audit, Associate
London
JR014473
We're seeking someone to join our team as an Associate to provide audit coverage for application and system infrastructure supporting Institutional Securities Technology Audit.
The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes. This is an Associate level position within Technology Audit, which is responsible for inspecting controls in the applications that support all three lines of business.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you’ll do in the role:
• Execute a wide range of assurance activities (e.g., audits, closure verification) with guidance
• Understand and adopt new audit tools and techniques
• Develop clear and concise messages regarding risk and business impact within relevant coverage area
• Identify and leverage data to incorporate into analysis of coverage area
• Collaborate with a wide range of internal stakeholders to build effective working relationships and to execute on team deliverables
• Effectively manage multiple deliverables while delivering high-quality work
• Test controls over applications and system infrastructure, including those over data accuracy, completeness and processing, systems development, change management, data security and entitlements, production management and technology governance
What you’ll bring to the role:
• At least 2 years’ relevant internal audit experience would generally be expected to find the skills required for this role
• Strong understanding of IT general controls
• Understanding of audit principles, tools and processes (e.g., planning, testing and reporting)
• Ability to communicate clearly and concisely and adapt messages to audience
• Ability to identify patterns and anomalies in data with guidance
• A commitment to practicing inclusive behaviours
• Willingness to solicit and provide feedback to further develop self and peers
• Relevant certifications (e.g., CIA, CISA, CISSP) preferred
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Certified Persons Regulatory Requirements:
If this role is deemed a Certified role and may require the role holder to hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks.
Flexible work statement
Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.
* Salary range is an estimate based on our InfoSec / Cybersecurity Salary Index 💰
Tags: Audits CIA CISA CISSP Governance Risk management RMF Vulnerabilities
Perks/benefits: Flex hours
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