Senior Associate

Line of Service

Advisory

Industry/Sector

Not Applicable

Specialism

Risk

Management Level

Senior Associate

Job Description & Summary

A career within Internal Audit services, will provide you with an opportunity to gain an understanding of an organisation’s objectives, regulatory and risk management environment, and the diverse needs of their critical stakeholders. We focus on helping organisations look deeper and see further considering areas like culture and behaviours to help improve and embed controls. In short, we seek to address the right risks and ultimately add value to their organisation.

ITGC SOX Manager in Financial Services
The JD is as mentioned:
We are seeking a highly skilled and experienced individual to join our team as an ITGC SOX Manager with 6-8 years
in the financial services sector. In this crucial role, you will be responsible for managing and overseeing the
Information Technology General Controls (ITGC) in compliance with the Sarbanes-Oxley Act (SOX). Your expertise
in IT governance and risk management will play a pivotal role in ensuring the integrity of our financial reporting
processes.
Responsibilities:
 SOX Compliance Leadership:
o Lead the design, implementation, and maintenance of ITGC controls to ensure compliance with
SOX requirements.
o Collaborate with cross-functional teams to establish and enforce robust control frameworks.

 Risk Assessment:
o Conduct risk assessments to identify potential ITGC risks and vulnerabilities.
o Develop strategies to mitigate identified risks and ensure a proactive approach to risk
management.

 Audit Coordination:
o Interface with internal and external auditors, providing necessary documentation and support
during SOX audits.
o Address audit findings and implement corrective actions to enhance control effectiveness.

 Policy and Procedure Development:
o Develop and update ITGC policies and procedures in alignment with industry best practices and
regulatory standards.
o Communicate policies effectively to relevant stakeholders and ensure adherence across the
organization.


 Continuous Improvement:
o Drive continuous improvement initiatives to enhance the efficiency and effectiveness of ITGC
processes.
o Stay abreast of emerging trends and regulatory changes in IT governance and SOX compliance.

 Stakeholder Communication:
o Foster strong communication channels with key stakeholders, including IT teams, finance, and
external auditors.
o Provide regular updates on the status of ITGC SOX compliance initiatives.

 Training and Development:
o Conduct training sessions to educate staff on ITGC controls and compliance requirements.

o Support the professional development of team members by providing guidance and mentorship.

Qualifications:
 Bachelor's degree in Information Technology, Accounting, or a related field; advanced degree or relevant
certifications (e.g., CISA, CISSP) preferred.
 Proven experience in ITGC and SOX compliance within the financial services sector.
 Strong understanding of IT governance, risk management, and control frameworks.
 Excellent communication and interpersonal skills with the ability to collaborate effectively across
departments.
 In-depth knowledge of regulatory requirements impacting the financial industry.
 Demonstrated leadership skills in managing a team and driving strategic initiatives.

Mandatory Skill Set-IA - ITGC
Preferred Skill Set-IA - ITGC
Year of experience required-2+
Qualifications-CA,MBA

Education (if blank, degree and/or field of study not specified)

Degrees/Field of Study required:

Degrees/Field of Study preferred:

Certifications (if blank, certifications not specified)

Required Skills

Information Technology General Controls (ITGC)

Optional Skills

Desired Languages (If blank, desired languages not specified)

Travel Requirements

Available for Work Visa Sponsorship?

Government Clearance Required?

Job Posting End Date