Assoc Analyst Compliance-1

Grow your career with a growing organization

Whether they’re helping people reach their long-term financial goals or providing personal wealth management strategies, every associate contributes to changing the lives of those we serve for the better. When it comes to job satisfaction, that’s hard to beat. And from a personal satisfaction perspective, you’ll enjoy the freedom to support causes that matter to you and experience a truly inclusive work environment. Your future starts now.

Would be responsible to review various sets of data and perform Non discrimination testing, generate From 5500s and Plan Audits

DUTIES/RESPONSIBILITIES/ESSENTIAL FUNCTIONS

• Keep abreast of regulatory and compliance developments of the deliverables through continuous self learning
• Understand the operational standards, SLA and ensure all the standards are met
• Would work in a fast paced environment which demands need of learning and implementing new things

EDUCATION

• Bachelor Degree in any stream is a must. Law Degree would be an added advantage

OTHER PREFERRED QUALIFICATIONS

• Should have 2-3 years of experience in any financial domain. US retirement industry would be added advantage.
• Should have good oral and written communication skills as the role demands extensive partner communication via emails.
• Proactive and self learner with an ability to motivate self and must be detail oriented and adaptable for change
• Excellent analytical and problem solving skills and ability to escalate to the required level as per need of the hour
• Proactive and self learner with an ability

PHYSICAL REQUIREMENTS

• This job operates in a professional office environment. This role routinely uses standard office equipment such as but not limited to; computers, phones, photocopiers and filing cabinets. While performing the duties of this job, the employee is regularly required to concentrate, talk and hear. This role is regularly required to type, reach with hands and arms, sit for long periods of time, read, write, listen, verbally communicate, present information, respond to questions, problem solve, concentrate and tolerated stress. Many duties will be done while sitting at a desk and working on a computer.

This job description is not intended to be an exhaustive list of all duties, responsibilities and qualifications of the job.  The employer has the right to revise this job description at any time.   You will be evaluated in part based on your performance of the responsibilities and/or tasks listed in this job description.   You may be required perform other duties that are not included on this job description. The job description is not a contract for employment, and either you or the employer may terminate employment at any time, for any reason, as per terms and conditions of your employment contract.

We are an equal opportunity employer with a commitment to diversity.  All individuals, regardless of personal characteristics, are encouraged to apply.  All qualified applicants will receive consideration for employment without regard to age, race, color, national origin, ancestry, sex, sexual orientation, gender, gender identity, gender expression, marital status, pregnancy, religion, physical or mental disability, military or veteran status, genetic information, or any other status protected by applicable state or local law.