Divisional Risk & Control Senior Analyst

Job Description:

In Scope of Position based Promotions (INTERNAL only)

Job Title: Divisional Risk & Control Senior Analyst

Corporate Title: Assistant Vice President

Location: Bangalore/Pune, India

Role Description

Overview

• Infrastructure Chief Operating Office (COO) is responsible for the effective operation of the infrastructure functions, driving operational efficiency whilst supporting the effective delivery of infrastructure services in line with business objectives and control requirements. It also includes oversight of Infrastructure Divisional Control Office (DCO) and Trade Settlement and Confirmations Operations (TSCO).
• Infrastructure Divisional Control Office (IDCO) as part of Infrastructure COO, provides services to multiple functions in infrastructure.  The IDCO function is a dedicated risk, control, and regulatory oversight function, with prime responsibility for managing and proactively mitigating risk across the full breadth of the Technology and Infrastructure organization. Function also provides a consolidated view and central coordination of (non-financial) risks, as well as effective, efficient, and consistent standards and policies.
• (Technology Data & Innovation) TDI Control Testing & Assurance team part of IDCO identifies, tracks and reports control testing & assurance activities, conducts independent controls testing (design and operating effectiveness) on different risk types in line with the Control Testing Standards. The team also focuses on regulatory and risk-based assurance requirements.  This role is within TDI Control Testing & Assurance team.   

What we’ll offer you 

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Flexible working arrangements
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• Perform Control Testing in line with Control Testing methodology/minimum standard
• Identify control deficiencies (findings), risks related to elements of controls, agree findings with stakeholders, escalate potential issues and exception items noted during the testing to senior management for discussion and further investigation, if deemed necessary
• Prepare Control Testing workpapers, reports for senior management detailing testing results, findings with highest quality
• Track Control Testing identified findings, perform required follow-up on open findings
• Participate (and prepare materials) in various Risk & Control governance forums
• Contribute to the development, collation and execution of annual control assurance plan based on the results of the annual risk assessments, industry risk events etc. in consultation with the Head of Control Testing and other key stakeholders
• Consider regulatory and internal firm policy requirements as well as established best practices for control testing
• Support controls assurance activities
• Drive Annual Control Test Plan governance activities (Identify, discuss, and resolve any scoping conflicts between control testing teams)
• Monitor Control testing teams adherence to Control Testing methodology/minimum standards
• Contribute/drive continuous improvement i.e., minimum standard and tooling, automation
• Support, manage Control Testing vendor resources, where applicable
• Track testing related effort/budget Plan Vs. Actuals throughout the testing lifecycle
• Build and maintain solid working relationships with key stakeholders such as within the DCO, IDCO, TSCO, GTI and other Testing Teams including Divisions/sub-divisions, 2 LoD and Group Audit (GA)

Your skills and experience

• University degree preferably in Computer Science, Mathematics, Engineering or a related subject or equivalent qualification in the areas of information security.
• Professional/industry recognized qualifications e.g., CISA, CISSP, CISM, CRISC are beneficial.
• Experience in Cloud Security audit/testing, GCP (Google Cloud Platforms) or Professional/industry recognized qualifications e.g., CCSP, CCSK
• Good knowledge of auditing IT application controls, e.g., from IT audits or IT risk management.
• Clear understanding of the relationship between IT risk and underlying business process risk.
• Knowledge of regulations governing financial institutions and of Compliance and AFC topics such as embargo controls or anti-money laundering is beneficial.
• Strong written and verbal communication skills and the ability to communicate effectively in conflict situations.
• Good drafting skills, including ability to record and describe complex issues clearly and succinctly, in a way that is easily understandable by any recipient of the relevant reports.  
• Strong organizational, project management and leadership skills and attention to detail.
• Ability to work under pressure, multi-task and prioritize workload.
• Strong analytical, presentation skills and structured thought process with the ability to clearly articulate control deficiencies and related risk
• Flexible, proactive, and innovative mind set with strong organizational skills to take ownership and responsibility for agreed targets and to meet them within budget to enable a timely and efficient completion of projects.
• This is an IC (individual contributor) role, but Line management responsibilities may be required to be performed, where necessary.

How we’ll support you

• Training and development to help you excel in your career
• Flexible working to assist you balance your personal priorities
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information:

https://www.db.com/company/company.htm

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.