Supervisor 1 - RC Process Risk & Controls

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.

Risk Consulting helps clients across various industries by addressing the increasingly complex strategic, operational, compliance, and governance challenges faced by those responsible for managing or overseeing dynamic businesses. Risk Consulting major offerings includes AML & Regulatory Compliance; ERP Advisory; Automation and Analytics; Enterprise Risk Management; Internal Audit; SOX Advisory; Contract Compliance; Credit Reviews; Information & Technology Audits; Cybersecurity risk management; Third-party risk management; IT due diligence; SOC1 / SOC2; Security and Privacy Risk; Governance Risk and Compliance; PCI; Cyber Transformation; Manage Security Services; Secure Architecture Solutions; Cyber Testing; Digital Forensics and Incident Response; and Cyber Threat Intelligence.

Qualification and Minimum Entry Requirements

• Chartered Accountant with 5 to 6years of experience in US-based internal audit, SOX advisory, financial controls, contract compliance, and credit reviews
• Strong understanding of financial and operational audits, and ability to design and assess internal controls over financial reporting and SOX 404
• Must have advanced proficiency in Excel, Word, PowerPoint, PowerBI, MS Forms, and MS Visio and openness to leverage new tools
• Adept at managing 5-6 team members, mentoring, and guiding them through their career trajectories
• Comfortable with hybrid work environment, strong project management, time management, prioritization, and multitasking skills.
• Excellent verbal and written communication skills in English required for frequent communication with RSM International clients
• Ability to travel to meet business needs and work collaboratively with others in-person and remotely

Position and Key Responsibilities

As a Supervisor in RSM USI’s growing Process Risk and Controls Practice, you will have the opportunity to draw from your experience and knowledge while continuing to grow your leadership skills through a high degree of client and industry exposure, career development and mentorship opportunities, and a diverse and inclusive culture. The fast-paced and dynamic environment in which we operate will provide you with daily challenges and exciting opportunities.

In the Process Risk and Controls Practice, we frequently work with US engagement teams as or alongside a client’s internal audit function, the chief risk officer or risk function, Sarbanes-Oxley project team, and various other members of management tasked with managing risk. Our advisors help our clients with identifying and prioritizing risk and leveraging process and controls to reduce risk exposure.

Contributions to Firm Culture

• Model the core RSM values of respect, integrity, teamwork, excellence, and stewardship in all interactions with clients and team members
• Lead teams in identifying out of the box solutions to complex issues.  Encourage innovative thinking from seniors and associates
• Support RSM’s goals around diversity and inclusion by nurturing an environment that understands individuality, promotes authenticity, and values varied perspective in arriving at solutions

Client Experience

• Learn about the industries and clients that we serve in the middle market and leverage your understanding to become your clients’ trusted advisor
• Identify current and relevant industry thought leadership and incorporate this into client service
• Independently implements and coaches’ others on foundational industry policies, procedures, and work-programs
• Master and accurately explain or apply the following: IA Professional Standards, Internal Methodology, Industry specific guidelines/requirements (as applicable), COSO 2013
• Lead in risk assessment management interviews.
• Assist senior members of the team with reporting and administrative responsibilities
• Create/review narratives or flowcharts for a process. Identify and review all risks and controls for a process as needed
• Manage budgets and provide accurate analysis of estimates to complete to engagement leader
• Perform first level review of associates and senior associates’ work for accuracy, completeness, and well-reasoned conclusions
• Lead US engagement networking relationships by leading client calls and navigating team members through audit queries
• Reviewing, documenting, and testing of control’s design and operating effectiveness for business process transactions, access controls, segregation of duties and automated controls for internal audit, Sarbanes-Oxley
• Execute components of internal audit under offshore delivery model in an effective and efficient manner
• Use problem solving and critical thinking skills to quickly identify internal control deficiencies, evaluate their risk implications, and draw the appropriate conclusions to best advise our clients
• Conduct periodic trainings for the team on GRC Tools, Ice Breakers, Audit Topics, and Daily Team Huddles
• Manage multiple concurrent engagements and ensure service excellence through prompt responses to internal and external clients, while actively contributing to other firm initiatives
• Work collaboratively as a part of the team and communicate effectively with clients and RSM consulting professionals, supervisors, managers, and senior management in the U.S. daily

Talent Experience

• Encourage colleagues to think creatively, strive for growth through development opportunities, and maximize results while working within a team environment
• Proactively seek out opportunities to learn from team members, build a coaching/mentoring network and take advantage of training opportunities to continually expand skills and demonstrate leadership capability
• Maintain willingness to give and receive candid feedback in both written and verbal form. Commit to self-development in response to constructive feedback received.
• Help, guide, and provide feedback to associates assigned to work with you
• Support recruiting efforts by understanding and promoting the RSM brand and developing the ability to accurately assess talent

Business Development

• Actively participate in relevant industry associations and demonstrate industry understanding and provide thought leadership to clients and prospects
• Build an internal network and actively demonstrate familiarity with other services provided by the firm
• Contribute to new pursuits by teaming and developing proposals and other materials
• Identify new client opportunities or surface ideas for introducing others to existing client relationships

At RSM, we offer a competitive benefits and compensation package for all our people. We offer flexibility in your schedule, empowering you to balance life’s demands, while also maintaining your ability to serve clients. Learn more about our total rewards at https://rsmus.com/careers/india.html.  

RSM does not tolerate discrimination and/or harassment based on race; colour; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities related to nursing); gender (including gender identity and/or gender expression); sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past, current or prospective service in the Indian Armed Forces; Indian Armed Forces Veterans, and Indian Armed Forces Personnel status; pre-disposing genetic characteristics or any other characteristic protected under applicable provincial employment legislation.  

Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/partnership. RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please send us an email at careers@rsmus.com.