Technical Compliance Specialist
New York City
Trumid
We combine technology, intuitive design and market expertise to deliver a differentiated and easy to use trading solution to our community of users.About us.
Trumid is a dynamic fintech revolutionizing the landscape of fixed income trading. With intelligent, easy-to-use, electronic solutions, we are rapidly growing and seeking exceptional talent to help redefine the boundaries of technology and finance.
Founded in 2014 by a team of fixed income market experts, Trumid has quickly become one of the top three corporate bond e-trading platforms in the U.S. Today, over 1,300 traders from an extensive and expanding client network of 890+ buy-and sell-side institutions transact on Trumid monthly.
With a rich history of innovation and a unique ability to innovate at scale, we collaborate closely with our clients, iterating quickly toward optimal solutions. With market share and client engagement at all-time highs and our pace of product development faster than ever, this is an exciting and transformative time at Trumid.
Our business model thrives on participation, and so does our company culture. We rely on every team member’s contribution to help us accomplish our goals. To succeed at Trumid, you must be curious, passionate about your craft, ambitious, collaborative, and driven.
Learn more at www.trumid.com.
The opportunity.
Trumid is seeking a motivated and detail-oriented professional to join our team as a Technical Compliance Specialist. This role is ideal for someone with up to 2 years of experience in technical compliance, information security, or related fields. The position focuses on managing compliance-related documentation, responding to due diligence and security inquiries, and supporting internal policy creation while providing occasional client-facing support.
Responsibilities will include:
- Compliance Documentation and Information Security
- Manage and complete client and partner requests, including Due Diligence Questionnaires (DDQs), Information Security (InfoSec) inquiries, and third-party security assessments.
- Maintain and regularly update a repository of pre-approved compliance responses, certifications, and documentation.
- Coordinate with internal teams—Compliance, Technology, Legal, and Operations—to ensure accurate and timely responses to compliance requests.
- Support the implementation and maintenance of SOC 2 compliance programs, utilizing tools such as Vanta to streamline the process.
- Collaborate with cross-functional teams to address gaps and findings from SOC 2 audits or readiness efforts.
- Monitor evolving InfoSec standards and regulatory requirements, ensuring documentation and processes remain up-to-date.
- Act as a key point of contact during client audits, InfoSec inquiries, and compliance assessments.
Policy Management:
- Assist in developing, reviewing, and maintaining internal policies related to information security, compliance, and operational standards, ensuring alignment with legal and regulatory requirements.
- Maintain clear, accessible policy documentation, updating and communicating changes effectively to relevant teams and stakeholders.
Client Support:
- Provide first-line client support on compliance or security-related inquiries, assist in onboarding new clients, and ensure clear communication throughout issue resolution.
- Document client interactions in a ticketing system and collaborate with internal teams to address technical issues and enhance platform compliance features based on client feedback.
About you.
- Bachelor’s degree in Information Security, Business Administration, or a related field (preferred).
- Up to 3 years of experience in a relevant role with a strong focus on information security, compliance, or client support.
- Proven ability to handle complex compliance challenges with high attention to detail and accuracy.
- Familiarity with DDQs, SOC 2 compliance, and InfoSec documentation is highly desirable.
- Exposure to tools like Vanta or similar compliance platforms is a plus.
- This is a fully remote role, open to candidates located anywhere within the United States.
Technical Skills:
- Solid understanding of key compliance frameworks (e.g., SOC 2, ISO 27001, GDPR) and regulatory landscapes, with the ability to adapt to evolving standards.
- Strong problem-solving skills, particularly in compliance, security, and operational contexts.
- Exceptional organizational skills, capable of managing multiple priorities and tasks in a dynamic, fast-paced environment.
- Excellent documentation and communication skills, including the ability to synthesize complex information into clear, actionable documentation for both technical and non-technical audiences.
- Proficiency in tools such as Microsoft Office, Excel, Jira, Zendesk, or other ticketing systems.
- Collaborative mindset to work cross-functionally with internal teams and external stakeholders while maintaining a client-focused approach.
Employee benefits.
- Highly competitive compensation
- Fully paid medical, dental and vision coverage
- Team-oriented and collaborative company culture
- Trumid is an equal opportunity employer.
In compliance with New York City Pay Transparency Law, the base salary range for this role in New York City is between $80,000 - $110,000. This range does not include discretionary bonus or other forms of compensation or benefits offered in connection with this job. Several factors are considered when determining a candidate’s compensation.
Tags: Audits Compliance Finance FinTech GDPR ISO 27001 Jira Security assessment SOC SOC 2
Perks/benefits: Competitive pay Health care Salary bonus
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