Mortgage Lending Compliance Manager

Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world’s leading financial centers – New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide professional services through an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services to their clients. Baker Tilly Advisory Group, LP and its subsidiary entities are not licensed CPA firms.

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Title: Mortgage Lending Compliance Manager   

Are you interested in joining one of the fastest growing consulting and accounting firms in the country?

Would you like the ability to join a highly dynamic team focused on providing exceptional client service in the areas of business risk and advisory?

If yes, consider joining Baker Tilly (BT) as a Mortgage Lending Compliance Manager! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop strategies to compete in an ever-changing business environment, and achieve their goals and objectives.  All of this is accomplished through deep industry knowledge of risk, governance, internal audit, compliance, IT, and cybersecurity best practices.

As one of the fastest growing firms in the nation, BT has the ability to offer you upward career trajectory, flexibility in how and where you get your work done and meaningful relationships with clients, teammates and leadership who truly care about you and your development.

Does this describe you?

• You want to continue to expand your work experiences and hone your skills as a comprehensive risk professional in the areas of compliance, enterprise risk management, governance, internal controls, and data analytics.
• You crave the opportunity to be part of a fast growing, entrepreneurial risk consulting practice where your hard work and creativity will be rewarded
• You do your best work when you are part of a talented, down-to-earth team that thrives in collaboration and truly enjoys working together
• You feel valued when you are provided the resources and support to continually sharpen your technical skills and build your career now, for tomorrow

What you will do:

• Manage and support the pre-funding and post-closing quality control and due diligence functions
• Provide compliance support as primary liaison to monthly and “as needed” compliance clients
• Field, research and provide responses and answers to compliance clients’ questions timely
• Participate in monthly calls with compliance clients
• Manage multiple priorities and assignments and ensure workload / projects are completed timely
• Develop a good working knowledge of mortgage compliance regulations
• Collaborate with staff and Director of Compliance on new regulations or changes to regulations
• Provide oversight of monthly / periodic compliance file review projects
• Assist in maintaining and developing compliance audit checklists
• Audit compliance files as needed
• Train compliance auditors; provide feedback on results and quality of each auditor’s work
• Review and edit compliance auditor findings on compliance audits, close audits and request/review reports
• Research state specific disclosure requirements and update the company’s internal compliance matrices
• Review marketing pieces from various clients and give feedback to clients when requested
• Review loan files for state and federal compliance requirements
• Conduct research on new laws as needed
• Assist with miscellaneous compliance projects
• Remains abreast of regulatory issues and developments; evaluates impact, collaborates with the Director of Compliance on implementation and risk mitigation efforts, communicates relevant and factual information to clients
• Participate in industry meetings, seminars, webinars and conferences which may include acting as a presenter/panelist
• Assist in the development, revision, and maintenance of compliance policies and procedures
• Perform compliance testing/monitoring reviews, in accordance with the compliance program
• Research and address regulatory compliance issues and inquiries
• Attend weekly meetings with Director of Compliance and Servicing for department workload scheduling
• Attend bi-weekly production meetings
• Assist and/or perform onsite and offsite client audits, including internal audits, BSA/AML audits, various GAP Analyses (TRID, Regulatory Compliance), CFPB Readiness, etc.
• Other duties as assigned

Successful candidates will have:

• 5 years compliance experience
• CRCM preferred
• Ability to discern between minor and significant risk factors
• Must be able to read and understand various laws in the mortgage lending industry such as RESPA, TILA, ECOA and other specific laws that apply
• Excellent writing skills
• Demonstrated ability to work collaboratively with co-workers and production personnel
• Strong computer skills: Competent in MS Word and Excel, Adobe, and familiar with databases such as MS Access preferred
• Prefer 7 to 10 years mortgage lending experience

The compensation range for this role is $111,170 to $240,850. Actual compensation is influenced by a variety of factors including but not limited to skills, experience, qualifications, and geographic location.

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