Regulatory Compliance Managing Director

New York, NY, United States

Grant Thornton

Grant Thornton is one of the world's largest professional services networks of independent accounting and consulting member firms which provide assurance, tax and advisory services to privately held businesses, public interest entities, and...

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As a Regulatory Compliance Managing Director, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance team – all with the resources, environment, and support to help you excel. You’ll collaborate with teams to provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure.  From day one, you’ll be empowered by the greater Risk team to help clients make the moves that will help them achieve their vision and help you achieve more, confidently.  

 

 Your day-to-day may include: 

  • Perform engagement management responsibilities, including performance reviews, task delegation, project scheduling, project financials, quality review and client management 
  • Lead and support business development activities, such as proposals, capture, account teams, whitepapers, conferences, and/or other thought leadership material 
  • Meet or exceed sales targets for new and follow-on work 
  • Meet or exceed targeted billing hours (utilization) 
  • Build, maintain, and utilize networks of client relationships and industry involvement and communicating our value proposition. Maintain active communication with clients to manage expectations, ensure satisfaction, and become a trusted business partner 
  • Work closely with Grant Thornton managers and partners to promptly identify and resolve client concerns 
  • Develop and track engagement work plans, timelines, budgets, and resource allocations 
  • Manage and minimize engagement risk by proactively identifying issues and recommended courses of remediation 
  • Research, analyze, and understand current marketplace issues and emerging regulatory requirements and guidance
  • Participate in and speak at industry conferences, seminars, and associations 
  • Communicate externally with clients and internally with all levels of the organization
  • Adhere to the highest degree of professional standards and strict client confidentiality
  • Manage, develop, train, mentor staff on projects and assess performance for engagement and year-end reviews 
  • Actively participates in recruiting top talent to the firm and interviews campus and/or experienced candidates 
  • Other duties as assigned 

 

You have the following technical skills and qualifications: 

  • Bachelor’s degree in Accounting, Economics, Finance, Information Technology, MIS, or related field 
  • Minimum 13 of related work experience in a similar consulting practice or function servicing cross-industry clients at a national level 
  • Certification required: CPA, CAMS, CRCM, ACFCS, CISA, CISSP, CIA, CISM or related license/certification
  • Compliance and/or Regulatory Compliance or related consulting experience.
  • Exceptional client service with a demonstrated ability to develop and maintain outstanding client relationships 
  • Experience in creating and tracking of engagement work plans, timelines, budgets, project management, and resource allocations 
  • Excellent verbal and written communication skills
  • Strong administrative skills: project workflow; budgets; billing and collections; and preparing and/or coordinating complex written presentation materials 
  • Strong computer skills including proficiency in Microsoft Office Suite 
  • Strong analytical skills and ability to perform quantitative analysis and develop business cases. 
  • Have excellent verbal and written communication skills. 
  • Ability to travel as needed. Expect 75% travel.

The base salary range for this position in our New York, NY office is between $283,500 and $472,500.

#LI-MM1

 

At Grant Thornton, we believe in making business more personal and building trust into every result – for our clients and you. Here, we go beyond your expectations of a career in professional services by offering a career path with more: more opportunity, more flexibility, and more support. It’s what makes us different, and we think being different makes us better. 

In the U.S., Grant Thornton delivers professional services through two specialized entities: Grant Thornton LLP, a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors LLC (not a licensed CPA firm), which exclusively provides non-attest offerings, including tax and advisory services.

In 2025, Grant Thornton formed a multinational, multidisciplinary platform with Grant Thornton Ireland. The platform offers a premier Trans-Atlantic advisory and tax practice, as well as independent American and Irish audit practices. With $2.7 billion in revenues and more than 50 offices spanning the U.S., Ireland and other territories, the platform delivers a singular client experience that includes enhanced solutions and capabilities, backed by powerful technologies and a roster of 12,000 quality-driven professionals enjoying exceptional career-growth opportunities and a distinctive cross-border culture.

Grant Thornton is part of the Grant Thornton International Limited network, which provides access to its member firms in more than 150 global markets.
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Tags: CIA CISA CISM CISSP Compliance Finance Travel

Perks/benefits: Career development Conferences Team events

Region: North America
Country: United States

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