Senior Auditor - Finance and Investments

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Position Summary:

Seeking a highly skilled Senior Auditor with expertise responsible for directing the daily progress of assigned finance and investment operational audits in Resolution Life and providing guidance to the assigned Auditors. The Senior Auditor is responsible for evaluating finance and investment related risk and controls, designing audit procedures to ensure controls are effective and in compliance with relevant guidelines/regulations, and identifying improvement opportunities. This role requires understanding of auditing principles and practices.

Position Description:

Technical

• Perform the planning for operational audits by:
  • Preparing process flows/narratives of processes within the areas being audited to ensure proper identification of risks, assessment of key controls, and the development of appropriate testing strategies.
  • Identifying opportunities to enhance the audit process by utilizing data analytics.
• Ensure accurate and complete testing of key controls is performed in accordance wi.th established standards and protocols through:
  • Reviewing the audit program, assignment of staff to audits, and testing performed.
  • Ensuring that data analytics are developed and utilized, where applicable.
  • Reviewing potential audit issues and approving conclusions.
  • Reviewing and/or preparing draft audit reports, depending on the complexity of the audit.
• Assist with special projects as assigned by the Audit Manager or Audit Functional Leader.

Client

• Develop relationships with clients within the finance and investments areas.
• Respond timely to requests from management on questions and issues.
• Where applicable, provide consultation to assist the client with implementation of new systems and processes, and the related new/improved controls.
• Monitor the client’s progress/resolution efforts of assigned issues in the finance and investments areas and follow up with management to ensure that unresolved control matters are being addressed.
• Discuss audit recommendations and reports with management.

• Demonstrate ability to lead an audit or workstream.
• Proactively identify risks and issues as they arise.

Overall

• Lead the fieldwork of finance and investments operational audits to ensure that accurate and complete testing of key controls is performed in compliance with established protocols and auditing standards.
• Create and lead change by identifying improvement opportunities.
• Lead with passion and clarity by effectively supervising and supporting Audit staff, leading, and collaborating with peers to achieve team objectives.
• Gain exposure to the Chief Audit Executive and the Executive Leadership Team.

Skills / Knowledge / Abilities:

• 6+ years of experience in finance and/or investments operational auditing, including experience supervising audits is preferred.
• Experience and knowledge of financial services/insurance industry.
• Bachelor’s degree with emphasis Accounting, Finance, or Business, is required.
• Advanced degree (MBA) and/or professional certification (CIA, CISA, CISSP, etc.) is preferred.
• Ability to manage groups of professionals to accomplish team objectives.
• Builds effective and collaborative peer-level relationships.
• Demonstrates strong analytical and critical thinking skills.
• Proactively identifies and resolves issues as they arise.
• Strong written and verbal communication skills
• Demonstrates continuous learning and sharing of best practices within the team.
• Ability to work independently and effectively to contribute to team objectives.
• Strong knowledge of internal controls and IIA standards
• Strong knowledge and understanding of Accounting/Financial Risk, Investment Risk, and Compliance Risk
• Proficiency in use of audit software (ServiceNow) is a plus.
• Experience with data analytics and audit automation tools is a plus.

Location: West Chester, PA and New York, NY, Atlanta, GA. (Hybrid - 2-3 days per week in the office)

Resolution Life US is committed to disclosing a reasonable estimate of the base salary for our job roles. These estimates consider a wide range of factors in making base salary decisions, including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.

In addition to salary, Resolution Life US offers a comprehensive benefits package, including our health & wellness program, incentive and recognition programs, and 401k contribution (all benefits are subject to eligibility requirements). The salary range reflects figures based on the primary location, which is listed first. The range for the role may differ based on the location.

·         West Chester, PA - $91,400-$111,700

·         New York, NY: $99,700- $121,900

·         Atlanta, GA: $83,100- $101,600

Approximately 10% travel for periodic onsite meeting with the entire team

Critical Skills
At Resolution Life, we have identified the following critical skills which are key to success in our culture: 

• Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
• Critical Thinking: Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.
• Team Mentality: Partnering effectively to drive our culture and execute on our common goals. 
• Business Acumen: Appreciation and understanding of the financial services industry in order to make sound business decisions. 
• Learning Agility: Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.