Regulatory Exam Manager, FLRC RMS – VP
Quincy, Massachusetts, United States
Full Time Executive-level / Director USD 120K - 187K
State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.Who we are looking for
A VP within IT Regulatory Management Services (RMS) in NA who will be responsible for running a robust, optimized, and effective program to facilitate the effective management of regulatory exams at State Street. This role with be responsible for the end-to-end lifecycle of key examinations globally across State Street that require strong relationship management skills, ability to effectively interact with senior executives, oversee all inquiries, key stakeholder meetings, coordinate artifact and deliverables, and closure of examinations.
What you will be responsible for
- The end-to-end lifecycle of key examinations globally across State Street.
- Closely collaborate with Technology teams and risk and control stakeholders across the lines of defense, both globally and regionally.
- Working closely with various stakeholders simultaneously to deliver multiple asks within very short turnaround times,
- ability to effectively interact with senior executives, oversee all inquiries, key stakeholder meetings, coordinate artifact and deliverables, and closure of examinations.
- Drive improvements in how we manage the exam management process.
- Assist with driving a culture of risk and control management, transparency, and accountability
- Keeps up to date on relevant policy, standards and regulatory requirements
What we value
These skills will help you succeed in this role
- Excellent communication, interpersonal, and organisational skills
- Proven ability to project manage, collaborate and drive execution at all levels within the organization within a regionally diverse and complex environment
- Tenacious self-starter with a keen sense of accountability, ownership, commitment to work and passion for delivering results
- Ability to solve problems, develop alternative approaches to problems, and resolve conflicts
- Working knowledge of risk management frameworks including related regulatory compliance requirements (for example, NIST, ITIL, COSO, COBIT, ISO, etc.)
- Experience with GRC platforms a plus (Archer, Open Pages, etc.)
- Strong Microsoft Excel, Access, Word, Powerpoint skills necessary.
- Strong written and spoken English ability
Education & Preferred Qualifications
We value and appreciate the different career journeys and experiences that individuals have. The following may be helpful in delivering this role to the highest level, although they are not necessarily required:
- Degree in business, technology or equivalent
- Relevant industry experience (5-10 years) in technology risk management, audit or compliance
- Background in MIS, Technology Infrastructure and/or development
- Risk Certifications (CRISC, CISSP, etc.)
Why this role is important to us
Our technology function, Global Technology Services (GTS), is vital to State Street and is the key enabler for our business to deliver data and insights to our clients. We’re driving the company’s digital transformation and expanding business capabilities using industry best practices and advanced technologies such as cloud, artificial intelligence and robotics process automation.
We offer a collaborative environment where technology skills and innovation are valued in a global organization. We’re looking for top technical talent to join our team and deliver creative technology solutions that help us become an end-to-end, next-generation financial services company.
Join us if you want to grow your technical skills, solve real problems and make your mark on our industry.
About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary in locations, but you may expect generous medical care, insurance and savings plans among other perks. You’ll have access to flexible Work Program to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspective are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome the candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift program and access to employee networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.
Discover more at StateStreet.com/careers
Salary Range:
$120,000 - $187,500 AnnualThe range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.
Job Application Disclosure:
It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.
Tags: Analytics Artificial Intelligence Automation CISSP Cloud COBIT Compliance CRISC ITIL NIST Risk management
Perks/benefits: Career development Competitive pay Flex hours Health care Transparency
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