Sr Management, Technology Compliance and Risk

At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident. 

We believe doing the right thing for our clients and our associates is good business. With a career at the firm, you can expect opportunities to create real impact at work and in your community. You’ll enjoy resources to support your career path, as well as compensation, benefits, and flexibility to enrich your life. Here, you’ll find a collaborative culture that respects and values differences and colleagues who share a spirit of generosity.  

Join us for the opportunity to grow and make a difference in ways that matter to you. 

Role Summary

In this role you will manage, govern, and consults in accordance with the policies, procedures, service-level agreements, operating principles and standards relating to technology controls, regulatory requirements, and organizational mandates. You'll also act as an advisor to management and key external partners on broad-ranging projects.

Do you have specialized knowledge and expertise in infrastructure governance and deep experience integrating knowledge in related disciplines? Can you lead disciplinary or multi-functional programs of notable risk and use sophisticated analytical thought to identify creative solutions? Are you capable of assuming accountability for your own work as well as others; and for setting standards around which others will operate? Are you a self-starter who is capable of working independently with guidance in only the most complex situations? If this describes you, we encourage you to apply.

Responsibilities

• Performs risk assessments, monitors and reports policy and controls compliance
• Facilitates and leads audit and compliance activities of high complexity or across multiple business units, including gathering technology controls evidence
• Prepares materials for external audiences and delivers review sessions
• Coordinates with technology and risk management partners to track and remediate control gaps or findings
• Provides guidance relative to standard methodologies and process alignment with governance controls to associates at all levels across GT
• Leads small multi-functional team for specific projects
• Decomposes the most complex problems into discrete work units
• Makes sound decisions with limited facts or resources
• Recommends broad process improvements
• Delivers controlled processes with focus on risk management and mitigation
• Recommends new controls and processes as technologies, risks, and regulations evolve
• Mentors other members of the team
• Provides feedback and coaching to others who have management responsibility of resources
• Actively helps team members make suggestions to improve practices
• Participates in interviews for new team members

Business Knowledge:

• Promotes technology policy and controls awareness and alignment with industry standard methodologies
• Able to work directly with business partners across the enterprise
• Makes decisions that show focus on current and future business and technology priorities, including key risks and technology controls

Qualifications

Required:

• Typically requires 6+ years of relevant experience
• Knows the latest best-of-breed technologies including cloud, SaaS, AI/GAI
• Maintains knowledge of regulations, governance risk and controls technologies, standard methodologies, and industry trends
• Identifies impacts across teams and coordinates to manage dependencies and potentially competing priorities

Preferred:

• Experienced in leading technology audits and risk assessments
• External audit experience such as SOC 1, SOC 2, and Sarbanes Oxley (SOX), including Information Technology General Controls (ITGC’s).
• Certifications in relevant technology governance, risk, and control areas – e.g., CISA, CISM, CRISC, CGRC, CISSP
• Financial services experience, including various industry regulations impacting Technology

FINRA Requirements

FINRA licenses are not required and will not be supported for this role.

Work Flexibility

This role is eligible for hybrid work, with up to three days per week from home.

Base Salary Ranges

Please review the job posting for the location of this specific opportunity.

$120,000.00 - $205,000.00 for the location of: Maryland, Colorado, Washington and remote workers
$132,000.00 - $225,000.00 for the location of: Washington, D.C.
$150,000.00 - $256,000.00 for the location of: New York, California

Placement within the range provided above is based on the individual’s relevant experience and skills for the role.  Base salary is only one component of our total compensation package.  Employees may be eligible for a discretionary bonus, which is determined upon company and individual performance.

Commitment to Diversity, Equity, and Inclusion

At T. Rowe Price, our associates are our greatest asset. We thrive because our company culture is built on inclusion and because we sustain a work environment where associates can bring their best selves to work every day. The backgrounds, talents, and experiences of our global associates allow us to embrace new ideas and perspectives that move our business priorities forward and enable us to deliver strong client outcomes. Here, you can expect equal opportunity and fair and consistent treatment for all. 

Benefits

We value your goals and needs, at work and in life. As an associate, you’ll be supported with resources, benefits, and work-life balance so you can thrive in ways that matter to you.   

  

Featured employee benefits to enrich your life:   

• Competitive compensation  

• Annual bonus eligibility  

• A generous retirement plan  

• Hybrid work schedule  

• Health and wellness benefits, including online therapy  

• Paid time off for vacation, illness, medical appointments, and volunteering days  

• Family care resources, including fertility and adoption benefits  

  

Learn more about our benefits.  

T. Rowe Price is an equal opportunity employer and values diversity of thought, gender, and race. We believe our continued success depends upon the equal treatment of all associates and applicants for employment without discrimination on the basis of race, religion, creed, color, national origin, sex, gender, age, mental or physical disability, marital status, sexual orientation, gender identity or expression, citizenship status, military or veteran status, pregnancy, or any other classification protected by country, federal, state, or local law.