Risk Management, Manager, Institutional Securities Management Group
COMMERZ III, OBEROI GARDEN CITY, India
INR 700K-1039K (estimate) Mid-level Full Time
Tasks
- Alert disposition logic support
- Create management reports
- Design and implement reporting
- Drive automation and standardization
- Educate stakeholders on policies
- Engage regional risk and compliance teams
- Enhance report logic
- Ensure regulatory and firm compliance
- Escalate communication policy violations
- Escalate policy breaches
- Establish process to address recurrence
- Improve review process
- Investigate policy breaches
- Reduce false-positives
- Review electronic communications
- Review internal policy breaches
- Support business unit projects for procedures and protocols
- Trend repeat behaviors
- Validate review process
Perks/Benefits
Skills/Tech-stack
Compliance | Control environment | Electronic surveillance | Equities | Escalation | MS Office | Microsoft Excel | Microsoft PowerPoint | Microsoft Word | Power BI | Python | Regulatory Compliance | Risk Management | Surveillance monitoring | UiPath
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